Type: MultipleStringValue
Codes that apply special information that the Broker / Dealer needs to report, as specified by the customer.
NOTE: This field and its values have no bearing on the ExecInst and TimeInForce (59) fields. These values should not be used instead of ExecInst or TimeInForce. This field and its values are intended for compliance reporting and/or billing purposes only.
For OrderHandlingInstSrc(1032) = 1 (FINRA OATS), valid values are (as of OATS Phase 3 as provided by FINRA. See also http://www.finra.org/Industry/Compliance/MarketTransparency/OATS/PhaseIII/index.htm for a complete list.
For OrderHandlingInstSrc(1032) = 2 (FIA Execution Source Code), only one enumeration value may be specified.
Added in protocol FIX.4.4 (EP 9)
See in: FIX.5.0, FIX.5.0SP1, FIX.5.0SP2.
Valid values
| Value | Description | Added |
|---|---|---|
| A | Phone simple | FIX.5.0SP2 (EP 133) |
| ADD | Add-on order | FIX.4.4 |
| AON | All or none | FIX.4.4 |
| B | Phone complex | FIX.5.0SP2 (EP 133) |
| C | FCM provided screen | FIX.5.0SP2 (EP 133) |
| CND | Conditional order | FIX.5.0SP2 (EP 135) |
| CNH | Cash not held | FIX.4.4 |
| CSH | Delivery instructions – cash | FIX.5.0SP2 (EP 135) |
| D | Other provided screen | FIX.5.0SP2 (EP 133) |
| DIR | Directed order | FIX.4.4 |
| DLO | Discretionary limit order | FIX.5.0SP2 (EP 135) |
| E | Client provided platform controlled by FCM | FIX.5.0SP2 (EP 133) |
| E.W | Exchange for physical transaction | FIX.4.4 |
| F | Client provided platform direct to exchange | FIX.5.0SP2 (EP 133) |
| F0 | Stay on offerside | FIX.5.0SP2 (EP 135) |
| F3 | Go along | FIX.5.0SP2 (EP 135) |
| F6 | Participate do not initiate | FIX.5.0SP2 (EP 135) |
| F7 | Strict scale | FIX.5.0SP2 (EP 135) |
| F8 | Try to scale | FIX.5.0SP2 (EP 135) |
| F9 | Stay on bidside | FIX.5.0SP2 (EP 135) |
| FA | No cross | FIX.5.0SP2 (EP 135) |
| FB | OK to cross | FIX.5.0SP2 (EP 135) |
| FC | Call first | FIX.5.0SP2 (EP 135) |
| FD | Percent of volume | FIX.5.0SP2 (EP 135) |
| FH | Reinstate on system failure | FIX.5.0SP2 (EP 135) |
| FI | Institution only | FIX.5.0SP2 (EP 135) |
| FJ | Reinstate on trading halt | FIX.5.0SP2 (EP 135) |
| FK | Cancel on trading half | FIX.5.0SP2 (EP 135) |
| FL | Last peg | FIX.5.0SP2 (EP 135) |
| FM | Mid-price peg | FIX.5.0SP2 (EP 135) |
| FN | Non-negotiable | FIX.5.0SP2 (EP 135) |
| FO | Opening peg | FIX.5.0SP2 (EP 135) |
| FOK | Fill or kill | FIX.4.4 |
| FP | Market peg | FIX.5.0SP2 (EP 135) |
| FQ | Cancel on system failure | FIX.5.0SP2 (EP 135) |
| FR | Primary peg | FIX.5.0SP2 (EP 135) |
| FS | Suspend | FIX.5.0SP2 (EP 135) |
| FT | Fixed peg to local best bid or offer at time of order | FIX.5.0SP2 (EP 135) |
| FW | Peg to VWAP | FIX.5.0SP2 (EP 135) |
| FX | Trade along | FIX.5.0SP2 (EP 135) |
| FY | Try to stop | FIX.5.0SP2 (EP 135) |
| FZ | Cancel if not best | FIX.5.0SP2 (EP 135) |
| Fb | Strict limit | FIX.5.0SP2 (EP 135) |
| Fc | Ignore price validity checks | FIX.5.0SP2 (EP 135) |
| Fd | Peg to Limit Price | FIX.5.0SP2 (EP 135) |
| Fe | Work to target strategy | FIX.5.0SP2 (EP 135) |
| G | G Order(FINRA OATS), FCM API or FIX(FIA Execution Source) | FIX.5.0SP2 (EP 133) |
| H | Algo engine | FIX.5.0SP2 (EP 133) |
| IDX | Intraday cross | FIX.5.0SP2 (EP 135) |
| IO | Imbalance only | FIX.4.4 |
| IOC | Immediate or cancel | FIX.4.4 |
| ISO | Intermarket sweep order | FIX.5.0SP2 (EP 135) |
| J | Price at execution (price added at initial order entry, trading, middle office or time of give-up) | FIX.5.0SP2 (EP 133) |
| LOC | Limit on Close | FIX.4.4 |
| LOO | Limit on open | FIX.4.4 |
| MAC | Market at close | FIX.4.4 |
| MAO | Market at Open | FIX.4.4 |
| MOC | Market on close | FIX.4.4 |
| MOO | Market on open | FIX.4.4 |
| MPT | Merger related transfer position | FIX.5.0SP2 (EP 135) |
| MQT | Minimum quantity | FIX.4.4 |
| MTL | Market to limit | FIX.5.0SP2 (EP 135) |
| ND | Delivery instructions – next day | FIX.5.0SP2 (EP 135) |
| NH | Not held | FIX.4.4 |
| OPT | Options related transaction | FIX.5.0SP2 (EP 135) |
| OVD | Over the day | FIX.4.4 |
| PEG | Pegged | FIX.4.4 |
| RSV | Reserve size order | FIX.4.4 |
| S.W | Stop stock transaction | FIX.4.4 |
| SCL | Scale | FIX.4.4 |
| SLR | Delivery instructions – sellers option | FIX.5.0SP2 (EP 135) |
| TMO | Time order | FIX.4.4 |
| TS | Trailing stop | FIX.4.4 |
| W | Desk – electronic | FIX.5.0SP2 (EP 133) |
| WRK | Work | FIX.4.4 |
| X | Desk – pit | FIX.5.0SP2 (EP 133) |
| Y | Client – electronic | FIX.5.0SP2 (EP 133) |
| Z | Client – pit | FIX.5.0SP2 (EP 133) |