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All resources related to "sec"
News & Media Coverage
The Economist. Regulating in response to the 'flash crash'
(
June 10, 2010
)
Execution & Order Management Home
News & Media Coverage
The Economist. Regulating in response to the 'flash crash'
The Economist. Regulating in response to the 'flash crash'
OPINION: What you don't know about Large Trader Reporting WILL hurt you
(
June 11, 2010
)
Execution & Order Management Home
News & Media Coverage
What you don't know about Large Trader Reporting WILL hurt you
InfoReach's CEO separates fiction from fact in Securities Industry News
Investors seek amends to SEC reporting proposal
(
June 28, 2010
)
Execution & Order Management Home
News & Media Coverage
Investors seek amends to SEC reporting proposal
Buy-side firms say clarifications are needed to a proposal by the Securities and Exchange Commission to increase monitoring of firms deemed to large traders
Blog Posts
Consolidated Audit Trail. The Transition from OATS to CAT
(
May 6, 2020
posted by
)
Execution & Order Management Home
Blog
Regulatory Compliance
Consolidated Audit Trail. The Transition from OATS to CAT
With the adoption of Rule 613, the exchanges of the National Market System were mandated to create a Consolidated Audit Trail, or more simply CAT
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