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All resources related to "regulations"
News & Media Coverage
The Economist. Regulating in response to the 'flash crash'
(
June 10, 2010
)
Execution & Order Management Home
News & Media Coverage
The Economist. Regulating in response to the 'flash crash'
The Economist. Regulating in response to the 'flash crash'
Blog Posts
MiFID II – A Game Changing Piece of Legislature or Simply Another Restrictive Directive? We Ask the Question!
(
April 23, 2018
posted by
)
Execution & Order Management Home
Blog
Regulatory Compliance
MiFID II – A Game Changing Piece of Legislature or Simply Another Restrictive Directive? We Ask the Question!
MiFID II finally came into force on Jan 3rd, 2018. Read the pros and cons on whether this was good or bad for business from InfoReach
Consolidated Audit Trail. The Transition from OATS to CAT
(
May 6, 2020
posted by
)
Execution & Order Management Home
Blog
Regulatory Compliance
Consolidated Audit Trail. The Transition from OATS to CAT
With the adoption of Rule 613, the exchanges of the National Market System were mandated to create a Consolidated Audit Trail, or more simply CAT
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