This repeating group is optionally used for messages with AllocStatus (87) = 2 (account level reject), AllocStatus (87) = 0 (accepted), to provide details of the individual accounts that were accepted or rejected. In the case of a reject, the reasons for the rejection should be specified. This group should not be populated where AllocStatus (87) has any other value.
Added in protocol FIX.4.4
See in: FIX.4.4, FIX.5.0, FIX.5.0SP1, FIX.5.0SP2.
| Field or Component | Name | Description | Is Required | Added | Is Deprecated |
|---|---|---|---|---|---|
| 78 | NoAllocs | FIX.4.4 | |||
| 79 | AllocAccount | May specify the broker of credit if ProcessCode (81) is step-out or soft-dollar step-out and Institution does not wish to disclose individual account breakdowns to the executing broker. Required if NoAllocs (78) > 0. Must be first field in repeating group. Conditionally required except when for AllocTransType (71) = 2 (Cancel), or when AllocType (626) = 5 (Ready-To-Book single order) or 7 (Warehouse instruction). |
FIX.4.4 | ||
| 661 | AllocAcctIDSource | FIX.4.4 | |||
| 573 | MatchStatus | FIX.4.4 | |||
| 366 | AllocPrice | Used when performing "executed price" vs. "average price" allocations (e.g. Japan). AllocAccount (79) plus AllocPrice (366) form a unique Allocs entry. Used in lieu of AllocAvgPx (153). | FIX.4.4 | ||
| 80 | AllocQty | Conditionally required except when for AllocTransType="Cancel", or when AllocType= "Ready-To-Book" or "Warehouse instruction". | FIX.4.4 | ||
| 2515 | AllocCalculatedCcyQty | FIX.5.0SP2 (EP 193) | |||
| 1752 | CustodialLotID | Only used for specific lot trades. | FIX.5.0SP2 (EP 127) | ||
| 1753 | VersusPurchaseDate | Only used for specific lot trades. If this field is used, either VersusPurchasePrice (1754) or CurrentCostBasis (1755) should be specified. | FIX.5.0SP2 (EP 127) | ||
| 1754 | VersusPurchasePrice | Only used for specific lot trades. If this field is used, VersusPurchaseDate (1753) should be specified. | FIX.5.0SP2 (EP 127) | ||
| 1755 | CurrentCostBasis | Only used for specific lot trades. If this field is used, VersusPurchaseDate (1753) should be specified | FIX.5.0SP2 (EP 127) | ||
| 467 | IndividualAllocID | FIX.4.4 | |||
| 1729 | FirmMnemonic | Allocation identifier assigned by the Firm submitting the allocation for an individual allocation instruction (as opposed to the overall message level identifier). | FIX.5.0SP2 (EP 118) | ||
| 1593 | ParentAllocID | FIX.5.0SP2 (EP 107) | |||
| 2727 | AllocLegRefID | The field may not be used in any message where there are no legs. | FIX.5.0SP2 (EP 234) | ||
| BlockRepeating | AllocRegulatoryTradeIDGrp | FIX.5.0SP2 (EP 179) | |||
| 81 | ProcessCode | FIX.4.4 | |||
| 989 | SecondaryIndividualAllocID | Can be used by an intermediary to specify an allocation ID assigned by the intermediary’s system. | FIX.4.4 | ||
| 1002 | AllocMethod | Specifies the method under which a trade quantity was allocated. | FIX.4.4 | ||
| 1735 | AllocationRollupInstruction | An indicator to override the normal procedure to roll up allocations for the same Carry Firm. | FIX.5.0SP2 (EP 118) | ||
| 993 | AllocCustomerCapacity | Can be used for granular reporting of separate allocation detail within a single trade report or allocation message. | FIX.4.4 | ||
| 1047 | AllocPositionEffect | FIX.4.4 | |||
| 992 | IndividualAllocType | FIX.4.4 | |||
| BlockRepeating | NestedParties | Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in "Common Components of Application Messages" Used for NestedPartyRole=BrokerOfCredit, ClientID, Settlement location (PSET), etc. Note: this field can be used for settlement location (PSET) information. |
FIX.4.4 | ||
| 208 | NotifyBrokerOfCredit | FIX.4.4 | |||
| 209 | AllocHandlInst | FIX.4.4 | |||
| 161 | AllocText | Free format text field related to this AllocAccount | FIX.4.4 | ||
| 360 | EncodedAllocTextLen | Must be set if EncodedAllocText (361) field is specified and must immediately precede it. | FIX.4.4 | ||
| 361 | EncodedAllocText | Encoded (non-ASCII characters) representation of the AllocText (161) field in the encoded format specified via the MessageEncoding (347) field. | FIX.4.4 | ||
| 1732 | FirmAllocText | FIX.5.0SP2 (EP 118) | |||
| 1733 | EncodedFirmAllocTextLen | FIX.5.0SP2 (EP 118) | |||
| 1734 | EncodedFirmAllocText | FIX.5.0SP2 (EP 118) | |||
| Block | CommissionData | FIX.4.4 | |||
| BlockRepeating | AllocCommissionDataGrp | Use as an alternative to CommissionData component if multiple commissions or enhanced attributes are needed. | FIX.5.0SP2 (EP 204) | ||
| 153 | AllocAvgPx | AvgPx for this AllocAccount. For F/X orders, should be the "all-in" rate (spot rate adjusted for forward points) for this allocation, expressed in terms of Currency (15). For Fixed Income always express value as "percent of par". | FIX.4.4 | ||
| 154 | AllocNetMoney | NetMoney for this AllocAccount ((AllocQty * AllocAvgPx) – Commission – sum of MiscFeeAmt + AccruedInterestAmt) if a Sell. ((AllocQty * AllocAvgPx) + Commission + sum of MiscFeeAmt + AccruedInterestAmt) if a Buy. For FX, if specified, expressed in terms of Currency (15). |
FIX.4.4 | ||
| 119 | SettlCurrAmt | Replaced by AllocSettlCurrAmt | FIX.4.4 | Y | |
| 2300 | AllocGrossTradeAmt | FIX.5.0SP2 (EP 170) | |||
| 737 | AllocSettlCurrAmt | AllocNetMoney in AllocSettlCurrency for this AllocAccount if AllocSettlCurrency is different from "overall" Currency | FIX.4.4 | ||
| 120 | SettlCurrency | Replaced by AllocSettlCurrency SettlCurrency for this AllocAccount if different from "overall" Currency. Required if SettlCurrAmt is specified. |
FIX.4.4 | Y | |
| 736 | AllocSettlCurrency | AllocSettlCurrency for this AllocAccount if different from "overall" Currency. Required if AllocSettlCurrAmt is specified. Required for NDFs. |
FIX.4.4 | ||
| 155 | SettlCurrFxRate | Foreign exchange rate used to compute AllocSettlCurrAmt from Currency to AllocSettlCurrency | FIX.4.4 | ||
| 156 | SettlCurrFxRateCalc | Specifies whether the SettlCurrFxRate should be multiplied or divided | FIX.4.4 | ||
| 742 | AllocAccruedInterestAmt | Applicable for Convertible Bonds and fixed income | FIX.4.4 | ||
| 741 | AllocInterestAtMaturity | Applicable for securities that pay interest in lump-sum at maturity | FIX.4.4 | ||
| BlockRepeating | MiscFeesGrp | FIX.4.4 | |||
| ImplicitBlockRepeating | ClrInstGrp | FIX.4.4 | |||
| 635 | ClearingFeeIndicator | FIX.4.4 | |||
| 780 | AllocSettlInstType | Used to indicate whether settlement instructions are provided on this message, and if not, how they are to be derived. Absence of this field implies use of default instructions. |
FIX.4.4 | ||
| Block | SettlInstructionsData | Insert here the set of "SettlInstructionsData" fields defined in "Common Components of Application Messages" Used to communicate settlement instructions for this AllocAccount detail. Required if AllocSettlInstType = 2 or 3. |
FIX.4.4 | ||
| 2392 | AllocRefRiskLimitCheckID | Conditionally required when AllocRefRiskLimitCheckIDType (2393) is specified. | FIX.5.0SP2 (EP 180) | ||
| 2393 | AllocRefRiskLimitCheckIDType | Conditionally required when AllocRefRiskLimitCheckID (2392) is specified. | FIX.5.0SP2 (EP 180) | ||
| 2483 | AllocRiskLimitCheckStatus | FIX.5.0SP2 (EP 192) | |||
| 2761 | AllocGroupAmount | FIX.5.0SP2 (EP 239) | |||
| BlockRepeating | TradeAllocAmtGrp | FIX.5.0SP2 (EP 192) |