The Settlement Instructions message provides the broker’s, the institution’s, or the intermediary’s instructions for trade settlement.
Added in protocol FIX.4.1
See in: FIX.4.1, FIX.4.2, FIX.4.4, FIX.5.0, FIX.5.0SP1, FIX.5.0SP2, FIX.5.0SP2 EP240.
| Field or Component | Name | Description | Is Required | Added | Is Deprecated |
|---|---|---|---|---|---|
| Block | StandardHeader | MsgType = T | Y | FIX.4.1 | |
| 162 | SettlInstID | Unique message ID regardless of SettlInstMode | Y | FIX.4.1 | |
| 163 | SettlInstTransType | New, Replace, or Cancel | Y | FIX.4.1 | |
| 214 | SettlInstRefID | Required for Cancel and Replace SettlInstTransType messages | Y | FIX.4.2 | |
| 160 | SettlInstMode | 1=Standing Instructions, 2=Specific Allocation Account Overriding, 3=Specific Allocation Account Standing , 4=Specific Order | Y | FIX.4.1 | |
| 165 | SettlInstSource | 1=Broker’s Settlement Instructions, 2=Institution’s Settlement Instructions , 3=Investor | Y | FIX.4.1 | |
| 79 | AllocAccount | Required for SettlInstMode=1, 2, or 3 | Y | FIX.4.1 | |
| 467 | IndividualAllocID | FIX.4.3 | |||
| 11 | ClOrdID | Required for SettlInstMode=4. | FIX.4.3 | ||
| 75 | TradeDate | Required for SettlInstMode=2 or 3 | FIX.4.1 | ||
| 70 | AllocID | Required for SettlInstMode=2 or 3 | FIX.4.1 | ||
| 30 | LastMkt | Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1 | FIX.4.1 | ||
| 336 | TradingSessionID | FIX.4.2 | |||
| 625 | TradingSessionSubID | FIX.4.3 | |||
| 54 | Side | Required for SettlInstMode=2 or 3, May be required for SettlInstMode=1 | FIX.4.1 | ||
| 167 | SecurityType | May be required for SettlInstMode=1 | FIX.4.1 | ||
| 168 | EffectiveTime | May be required for SettlInstMode=1 (timestamp when it goes in to effect) | FIX.4.1 | ||
| 60 | TransactTime | Date/Time Settlement Instructions were generated | Y | FIX.4.1 | |
| BlockRepeating | Parties | Insert here the set of "Parties" (firm identification) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" | FIX.4.3 | ||
| 169 | StandInstDbType | 1=DTC SID, 2=Thomson ALERT, 3=Global Custodian’s, etc. | FIX.4.1 | ||
| 170 | StandInstDbName | Name of StandInstDbType (i.e. DTC, Global Custodian’s name) | FIX.4.1 | ||
| 171 | StandInstDbID | Identifier used within the StandInstDbType | FIX.4.1 | ||
| 172 | SettlDeliveryType | FIX.4.1 | |||
| 173 | SettlDepositoryCode | Applicable when PartyRole="Settlement Location" and PartyID value is a depository | FIX.4.1 | ||
| 174 | SettlBrkrCode | FIX.4.1 | |||
| 175 | SettlInstCode | FIX.4.1 | |||
| 176 | SecuritySettlAgentName | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 177 | SecuritySettlAgentCode | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 178 | SecuritySettlAgentAcctNum | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 179 | SecuritySettlAgentAcctName | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 180 | SecuritySettlAgentContactName | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 181 | SecuritySettlAgentContactPhone | Applicable when settlement is being performed at a country vs. a depository | FIX.4.1 | ||
| 182 | CashSettlAgentName | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 183 | CashSettlAgentCode | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 184 | CashSettlAgentAcctNum | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 185 | CashSettlAgentAcctName | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 186 | CashSettlAgentContactName | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 187 | CashSettlAgentContactPhone | Applicable when SettlDeliveryType=Free. For CIV – applicable when settlement is between fund manager and intermediary, investor etc. | FIX.4.1 | ||
| 492 | PaymentMethod | FIX.4.3 | |||
| 476 | PaymentRef | FIX.4.3 | |||
| 488 | CardHolderName | FIX.4.3 | |||
| 489 | CardNumber | FIX.4.3 | |||
| 503 | CardStartDate | FIX.4.3 | |||
| 490 | CardExpDate | FIX.4.3 | |||
| 491 | CardIssNum | FIX.4.3 | |||
| 504 | PaymentDate | FIX.4.3 | |||
| 505 | PaymentRemitterID | FIX.4.3 | |||
| Block | StandardTrailer | Y | FIX.4.1 |