Consolidated Audit Trail. The Transition from OATS to CAT ( posted by )
With the adoption of Rule 613, the exchanges of the National Market System were mandated to create a Consolidated Audit Trail, or more simply CAT
MiFID II – A Game Changing Piece of Legislature or Simply Another Restrictive Directive? We Ask the Question! ( posted by )
MiFID II finally came into force on Jan 3rd, 2018. Read the pros and cons on whether this was good or bad for business from InfoReach