Consolidated Audit Trail. The Transition from OATS to CAT ( May 6, 2020 posted by )

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With the adoption of Rule 613, the exchanges of the National Market System were mandated to create a Consolidated Audit Trail, or more simply CAT

MiFID II – A Game Changing Piece of Legislature or Simply Another Restrictive Directive? We Ask the Question! ( April 23, 2018 posted by )

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4. MiFID II – A Game Changing Piece of Legislature or Simply Another Restrictive Directive? We Ask the Question!

MiFID II finally came into force on Jan 3rd, 2018. Read the pros and cons on whether this was good or bad for business from InfoReach