Consolidated Audit Trail. The Transition from OATS to CAT ( May 6, 2020 posted by )

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With the adoption of Rule 613, the exchanges of the National Market System were mandated to create a Consolidated Audit Trail, or more simply CAT

Sunset of OATS ( September 14, 2021 posted by )

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4. Sunset of OATS

Sunset of OATS. OATS reporting requirement has been deleted from the FINRA rulebook.